Retirement Plan Advisory Services

Bronfman Rothschild Plan Advisors offer a practice that has been designed specifically to deliver the best outcomes for plan sponsors and participants. We do this by offering independent advice on investments, overseeing fiduciary process management, optimizing plan design, coordinating with other service providers, and facilitating participant engagement. As a CEFEX-certified advisory practice, we have long been leaders in fiduciary care, and we make it our professional mission to serve as a true partner to each client in protecting and growing their plan.

Plan Level Services

  • Investment Policy Statement (IPS) development
  • Investment menu development and ongoing monitoring
  • Risk-based model portfolio program for participants
  • Quarterly investment monitoring and reporting
  • Quarterly investment committee meeting reviews and due diligence documentation
  • Investment Committee support & fiduciary training
  • Fiduciary best practices for due diligence and plan governance
  • Fee Policy Statement (FPS) development
  • Annual Fiduciary Review report
  • Annual fee and plan benchmark reporting
  • Retirement Service Provider Searches (RFI/RFP)

Education Services

  • Education Policy Statement (EPS) development
  • Onsite group employee education sessions at each desired location
  • Individual consultations designed to give participants individual attention covering items such as risk profile, portfolio review, plan website tools demonstration, or any other topics best discussed in a private setting.
  • Current market and performance updates
  • Ongoing access to a Bronfman Rothschild advisor through Participant Support Center email and toll-free phone line for personal guidance
  • Retirement transition services for employees needing extra assistance as they enter into retirement
  • Proactive participant outreach


Relevant Reading

Bronfman Rothschild Plan Advisor Specialists

Advisors who work with Retirement Plans